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Five years have passed since universities, universities of applied sciences and research institutions in Germany initiated terminating their contracts with the world’s largest scientific publisher, Elsevier (see also “‘The Garbage Strike Test’ Put to A Test in Germany: Already One Month Without Elsevier”). There are now almost 200 institutions that no longer have a contract and thus no direct access to Elsevier journals. The reason for this wave of cancellations was a combination of exorbitant price (increases) and the publisher’s refusal to switch to new open access publishing models.

However, it is precisely such new, quasi Germany-wide Open Access agreements that have been signed with the two next largest scientific publishing houses, Wiley (2019) and Springer Nature (2020), as part of „Project DEAL“. These agreements provide for all participating universities and research institutions to be granted access to the publishers‘ journals (archives) and for all articles written by their researchers to be freely and permanently accessible on the Internet worldwide. In turn, Publish & Read fees are charged for each published article. The contracts have been published in full on the web, including conditions (see contract with SpringerNature and contract with Wiley).

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Digitalization reduces technological and financial barriers to scientific publishing. Science can thus become faster, more inclusive and more plural. At the same time, the growing acceptance of specific forms of Open Access has also led to the rise of author-pays business models based on Article Processing Charges (APCs). The increasing publication pressure in the scientific system in combination with APCs provides incentives for creating “predatory” journals that only supposedly or very superficially conduct peer review in order to maximize their profits from such APCs. These manuscripts are at best inadequate and at worst deliberately tendentious and misleading.

How to stop predatory publishers? (Credit: SarahRichterArt, CC0)

Recently, an investigative report by the German newspaper Sueddeutsche Zeitung and public broadcasters WDR and NDR has revealed that even researchers from reputable academic institutions publish in or represent publishers of dubious quality. In their attempt to reveal “Fake Science” (using the English term in their German reportings), journalists easily accomplished the publication of a non-sensical article in an allegedly peer reviewed journal charging APCs. What they also show is how these unscientific practices not just harm the reputation of legitimate open access journals but are also a potential source – and allegedly scientific proof – for fake news more generally.

This blogpost discusses how reputable (Open Access) journals can defend their credibility against somewhat or even completely dubious Open Access journals. In our opinion, the most sustainable response, which however would only be possible in the mid to long-term, would be to abandon author-pays business models altogether and switch to publication infrastructures financed by universities and institutions (for an example of such an approach, check out the Open Library of Humanities). In the short-term, however, certain open-peer review practices might also be helpful to address the problem of predatory open access journals. Read the rest of this entry »

The increasing number of collective open access deals either on the national level (e.g., Dutch open access deals) or between publishers and research institutions (e.g., agreement of the Max Planck Society with Springer) has some very practical consequences for scientific publishing processes. On a macro level, these deals make research strong countries and institutions stronger: their papers are better accessible worldwide with respective consequences for reception and citation counts.

But there are also consequences on the micro level. For example, in co-authored papers, the question of who acts as “corresponding author” suddenly becomes of utmost importance. Only if the corresponding author is situated at an institution with such an open access deal then an article will be immediately accessible to anyone worldwide. And it is the corresponding author who has to sign copyright forms on behalf of all the authors to “seal the deal”.

Publishers pushing for Non-Commercial Clause

What I have learnt only very recently is that publishers try to retain as much rights a possible even in cases where researchers are eligible for open access publication. SAGE Publications, for instance, tries to convince – if not force – authors to opt for a Creative Commons license with the restrictive non-commercial (NC) clause (full form as a PDF):

This is troublesome for a whole bunch of reasons: Read the rest of this entry »

Uibk-logo-miniOn February 1st I joined the Department of Organization and Learning at University of Innsbruck as a professor of business administration with a focus on organization. One of the most challenging and, at the same time, tempting tasks as a newly appointed professor is the opportunity to design at least some new courses from scratch. In particular, I was so lucky to being offered to teach the module on “Current Issues in Organization Studies”, which allowed me to design a course I have been wanting to give for a long time: “Open Organizations and Organizing Openness“.

The overall rationale for the structure of the course follows the imperative formulated by Tkacz (2012: 404, PDF) in his “critique of open politics”:

To describe the political organisation of all things open requires leaving the rhetoric of open behind.

As a consequence, the lecture part of the course is organized around different aspects or dimensions of organizational openness such as boundaries, transparency, participation or emergence. The respective readings only peripherally address the issue of openness but rather shall provide the building blocks for arriving at a more precise and theoretically grounded understanding of openness. Read the rest of this entry »

Open Access logo

Open Access logo

The recent infight between the world’s largest academic publishing company, Elsevier, and (soon: former) editors of one of their journals over attempts to make the journal open access – that is, freely available online – demonstrates the potential power of editorial boards in shaping the digital future of academic publishing.

The academic publishing system runs on reputation. Researchers gain reputation by publishing in reputable journals, which are more read and cited than other journals. The better the reputation of a journal, the more prestigious is it to review and serve as a member of the editorial board. Of course, the related reputation dynamic is self-stabilizing and highly path dependent because prestigious journals get more submissions, have higher rejection rates, more prestigious authors and reviewers, all of which contributes to being cited more often, which in turn is the key reputation metric in most disciplines (see a paper by Jakob Kapeller and myself on this issue for the field of economics).

The path dependence of journal reputation in contempary academic publishing is one of the reasons – if not the main reason – why new open access journals face a steep uphill battle against incumbent journals. The few open access journals that managed to acquire substantial prestige such as some of Public Library of Science (PLoS) journals did so mostly because of the very high prestige of founding editors, including nobel laureates. It is also the reason why simply calling for researchers to switch to open access outlets won’t work. Since careers and funding depend on the proven ability to publish in established “top journals”, researchers in general and early-career researchers in particular have strong incentives to avoid newly founded open access outlets.

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In the academic world, the conflict between research institutions and publishers about the latter’s reluctance to embrace open access strategies has been looming for years. While the Internet makes distribution of research much cheaper and easier, subscription fees for the most important journals kept rising. Already in 2009, the MIT Faculty had unanimously adopted a university-wide Open Access rule (“Universities as Copyright Regulators: Power and Example“). In 2012, we can finally observe open battles on the issue.

Reading Room at Harvard (Faolin42, CC-BY)

After earlier this year more than 10.000 researchers had joined the boycott of Elsevier (see also “Elsevier Withdraws Support for Research Works Act, Continues Fight Against Open Access“), last week Harvard University issued an official “Memorandum on Journal Pricing“. After criticizing the “untenable situation” that “many large journal publishers have made the scholarly communication environment fiscally unsustainable and academically restrictive”, the memorandum suggests the following 9 points to faculty and students (F) and the Library (L): Read the rest of this entry »

About one month ago, Fields Medalist Tim Gowers complained in a blog post about Elsevier’s publication practices, which inspired the mathematics PhD student Tyler Neylon to launch the campaign “The Cost of Knowledge“. The website makes three main accusations against Elsevier:

  1. They charge exorbitantly high prices for subscriptions to individual journals.
  2. In the light of these high prices, the only realistic option for many libraries is to agree to buy very large “bundles”, which will include many journals that those libraries do not actually want. Elsevier thus makes huge profits by exploiting the fact that some of their journals are essential.
  3. They support measures such as SOPA, PIPA and the Research Works Act, that aim to restrict the free exchange of information.

So far, 7434 researchers have signed a petition to publicly declare that they will not support any Elsevier journal unless they radically change how they operate. Most of the signers even specified that they  “won’t publish, won’t referee, and won’t do editorial work” for Elsevier any more. And Elsevier, one of the largest and most profitable publishing houses of the world, seems to begin to falter.

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In the realm of transnational copyright regulation several struggles are fought in parallel: Stylized and simplified, these are Free/Open Source Software movement vs. the proprietary software industry, the free culture movement around Creative Commons vs. the established music and film industry, and, of course, there is the industry-spanning battle against “pirates”, sometimes even literally and in court (see Wikipedia on “The Pirate Bay trial”). For a long time the publishing industry in general and the field of scientific publishing in particular  seemed to be the only copyright field without open and severe conflict. While the former prevents both piracy and growth of the e-book market with strict digital rights management (see “The Kindle Controversy: No Right to be a Reader?”), in the latter Open Access initiatives for free and open availability of scientific publications – for example by the European Research Council (PDF-statement) or by the “Alliance of German Science Organisations” (English Version of its founding document), which includes the Max Planck Society and the German Research Foundation (DFG) – did not raise substantial public opposition.

At least for Germany, this description is yesterday’s news. A series of articles in German newspapers during the last weeks criticizing “expropriation” of authors by a sinister coalition of “Open Access” zealots and Google culminated in a petition called “Heidelberger Appell” (English Version). This petition was not only signed by numerous renowned researchers, publishers and authors but also inspired an immediate thunderstorm of reactions including a joint statement by the “Alliance of German Science Organisations” (for an extensive list of reactions in German see infobib.de; a concise overview of the genesis of the whole uproar is provided by Matthias Spielkamp at perlentaucher, quite readable in Google Englisch – now available in English at signandsight.com).

Without reproducing these extensive discussions here, I would like to mention just three reasons why I think the “Heidelberger Appell” misses the point: Read the rest of this entry »

A few days ago, the MIT faculty unanimously adopted a university-wide OA mandate, which establishes as a default rule the obligation for MIT researchers to hand over a pre-print version of their scientific works for publishing it in an open access repository (see Open Access News). In a note on this decision, the chairman of the drafting committee Hal Abelson explains the context of this decision:

“Our resolution was closely modeled on similar ones passed last February by Harvard’s Faculty of Arts and Sciences and by the Harvard Law School, also passed by unanimous vote. Stanford’s School of Education did the same, as did Harvard’s Kennedy School of Government just last Monday.”

So, MIT’s step towards open access is an illustration of  both an example of elite universities’ regulatory power and of the power of their example. When MIT announced its Open Courseware program it was soon followed by hundreds of unversities all over the world, many of which joined the Open Courseware Consortium. But most of these universities followed the MIT example not only generally in making course materials openly availble but they also adopted MIT’s relatively restrictive Creative Commons license policy, namely an Attribution-Noncommercial-Share Alike license.

Today, people at Creative Commons’ subdivision “CCLearn” struggle with MIT’s historical license decision and try to convince educational institutions to adopt more open licenses such as Attribution-Share alike or mere Attribution to foster exchange and remix of open course materials. As I see it, there is a good deal of regulatory path dependence emerging in the domain of Open Access as well…

(leonhard)

The Book

Governance across borders: transnational fields and transversal themes. Leonhard Dobusch, Philip Mader and Sigrid Quack (eds.), 2013, epubli publishers.
May 2024
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All texts on governance across borders are licensed under a Creative Commons Attribution-Share Alike 3.0 Germany License.